Services for Advisors
Seamless Wealth Management Solutions for Financial Advisors
Deliver an exceptional client experience that saves you
time and moves your business forward
Growing advisory firms choose Capital Directions
Our team can deliver scale-ready growth systems, strategic guidance, and a team of full-time specialists for operational support. We are here to simplify client service, eliminate headaches, and give you the space you need to focus on what you do best.
Dynamic solutions that grow with you
You are ready to positively impact more clients. Capital Directions can help. Streamline operations,
tap into investment expertise, simplify compliance, and access cutting edge technology — because your clients deserve an exceptional experience.
Prospecting Support
Leverage our size and experience to help you get in front of — and win — more opportunities.
- Tools for identifying prospects, initiating conversations, and managing the pipeline
- Coaching and training on business development and sales
- Assistance during prospect discovery meetings (in-person, online, on the phone)
- Technical analysis for “second opinion” cases
- Sales deck development and design
Fully Outsourced Portfolio Management
Get access to in-house and outside investment management specialists. Our team can research and monitor investments, trade and rebalance your clients’ portfolios, and handle 401(k) assets.
- Professionally managed portfolios that fit your clients’ goals and your preferred advice
- Access to a CIO (Chief Investment Officer) for assistance with analysis and recommendations
- Trading and due diligence
- Tax-aware rebalancing with asset location capabilities
- Tax minimization strategies
- A digital platform to manage 401(k) accounts
Freedom from Back Office Tasks
Every hour you spend dealing with an administrative task is one less hour you have for relationship building and business development.
- Dedicated client service manager
- New account paperwork
- Access to multiple custodians
- Full billing support
- Customized cash management
- Record retention support
- No firm-level AUM requirement or minimum TAMP fees
Best in Class Tools and Technologies
Deliver a high-end client experience without an upfront investment in technology.
- Private-labeled Client Portal for on-demand access
- Paperless reporting
- Private-labeled robo advisor platform as a small account solution
- Advisor Dashboard for accessing client information, forms, compliance documents, and marketing materials
Practice Management Resources
Tap into 30+ years of experience to accelerate your success.
- Client-ready content, including quarterly update letter templates
- Just-in-time consulting on practice management, profitability, and efficiency
- Access to experienced advisors for assistance with client questions
- Annual practice management conference (CE available)
- Educational webinars
Get the resources you need. Stay in control.
With Capital Directions, advisors get the freedom and the control of running their own business — without giving up the support and infrastructure of an experienced back office team.
Advisors looking. . .
..to launch an RIA
When you are ready to break away and start your own firm, trust the Capital Directions team to guide your steps and power your takeoff.
..to scale and grow
Tap into solutions that are designed to grow with you — without having to invest in your own technology, integrations, or full-time professional staff.
…for back office support
Alleviate your back office headaches — and empower your team to reach more prospects, serve more clients, and live a better life
Our Process
Introductory Call
Start the conversation with a member of the Capital Directions team. Share your vision. Bring your questions.
Practice Diagnostic
We have you covered from measuring your wealth management opportunity, to ideal client profile, to due diligence. Together, we explore how Capital Directions can help you build a wealth management practice your clients deserve — and what partnership might look like for both of us.
Demo the Capital Directions Technology Platform
Experience the enterprise level technology platform to deliver clients a comprehensive wealth management experience.
Intro to Current Capital Directions Partner Firm
Meet with a current partner firm for personal insight into one accountant’s experience with Capital Directions.
Conference in Atlanta, GA
Spend a day in Atlanta, GA getting to know our multidisciplinary leadership team — and exploring what partnership could do for your firm.
Introductory Call
Start the conversation with a member of the Capital Directions team. Share your vision. Bring your questions.
Practice Diagnostic
We have you covered from measuring your wealth management opportunity, to ideal client profile, to due diligence. Together, we explore how Capital Directions can help you build a wealth management practice your clients deserve — and what partnership might look like for both of us.
Demo the Capital Directions Technology Platform
Experience the enterprise level technology platform to deliver clients a comprehensive wealth management experience.
Intro to Current Capital Directions Partner Firm
Meet with a current partner firm for personal insight into one accountant’s experience with Capital Directions.
Conference in Atlanta, GA
Spend a day in Atlanta, GA getting to know our multidisciplinary leadership team — and exploring what partnership could do for your firm.
Grow your practice efficiently with Capital Directions
Capital Directions provides you with the best-in-class solutions across all the key areas of your business. Our goal is a triple win: our advisors focus and grow; their clients get exceptional service; and we get to be the backbone behind more successful advisory firms.
Undeniable
Results
Our advisors rapidly increase their recurring revenue and overall client satisfaction by leaning into innovative wealth management solutions that scale.
Unwavering
Commitment
Our team is committed to exceptional advisor service, which has enabled us to develop invaluable long-term partnerships that go beyond the numbers.
Reliable
Support
We deliver efficient solutions to any technical question or issue that you may encounter. That means less downtime — and more client face time.
Meet the Advisor Services Team
The Capital Directions Advisor Services team combines technical expertise, experience,
and a commitment to our partners’ success.
Take the next step towards holistic client service, higher revenues, and stronger valuations
Discover the difference that Capital Directions can make for your clients and for your firm.